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Gramática vasca

Este artículo ofrece un esbozo gramatical del euskera . El euskera es la lengua del pueblo vasco del País Vasco o Euskal Herria , que limita con el Golfo de Vizcaya en Europa occidental .

Frases nominales

El sintagma nominal vasco está estructurado de forma bastante diferente a la de la mayoría de las lenguas indoeuropeas .

Artículos, determinantes y cuantificadores

Los determinantes y cuantificadores desempeñan un papel central en la estructura de los sintagmas nominales vascos. Los artículos se tratan mejor como un subconjunto de los determinantes.

Los artículos -a, -ak, -ok, -(r)ik , los demostrativos hau, hori, hura y algunos de los cuantificadores siguen al sustantivo que determinan o cuantifican.

Etxe un

casa- ARTE

etxea

house-ART

'(la) casa'

Etxe Ak

casa- ARTE

etxeak

house-ART

'(las) casas'

Etxe

casa

hau

este

etxe hau

house this

'esta casa'

Etxe

casa

Horiek

aquellos

etxe horiek

house those

'esas casas'

Etxe

casa

murciélago

uno

etxe bat

house one

'una/una casa'

Etxe

casa

batzuk

alguno

etxe batzuk

house some

'Algunas casas'

Otros determinantes y cuantificadores, incluido beste 'otro', los interrogativos y los numerales superiores a uno o dos (dependiendo del dialecto ) preceden al sustantivo.

zeína

cual

¿Ese?

casa

zein etxe?

which house

'¿cual casa(s)?'

Bat zen

cuántos

¿Ese?

casa

zenbat etxe?

how-many house

'¿cuantas casas?'

cebo zen

alguno

Etxe

casa

zenbait etxe

some house

'Algunas casas'

Hiru

tres

Etxe

casa

hiru etxe

three house

tres casas'

bi

Etxe

/

Etxe

bi

bi etxe / etxe bi

'dos casas' (variantes dialectales)

Una frase nominal normal con un sustantivo común como núcleo debe contener exactamente un determinante o exactamente un cuantificador, pero no ambos, como en los ejemplos anteriores. Sin embargo, los numerales pueden coexistir con un determinante.

Hiru

tres

Está bien .

casa- ARTE

hiru etxeok

three house-ART

'Estas/esas tres casas (cercanas)'

Hiru

tres

Etxe

casa

haikyuu

aquellos

hiru etxe haiek

three house those

'esas tres casas (distantes)'

zeína

cual

Hiru

tres

¿Ese?

casa

zein hiru etxe?

which three house

'¿Cuáles tres casas?'

Los elementos beste 'otros' y guzti 'todos' no 'llenan' la posición de determinante o cuantificador y, por lo tanto, requieren un artículo, otro determinante o cuantificador.

mejor

otro

Etxe un

casa- ARTE

beste etxea

other house-ART

'la otra casa'

mejor

otro

Etxe

casa

murciélago

uno

beste etxe bat

other house one

'otra ("otra") casa'

Etxe

casa

guzti ak

todo -ARTE

etxe guztiak

house all-ART

'todas (las) casas'

El artículo -a, -ak actúa como determinante predeterminado , obligatorio con un sustantivo común en ausencia de otro determinante o cuantificador (incluso en formas de cita de uso popular).

El artículo -(r)ik , tradicionalmente llamado sufijo partitivo (cf. francés de ), reemplaza a -a, -ak en contextos de polaridad negativa , especialmente en frases nominales indefinidas en oraciones negativas . Nunca se lo trata como plural gramatical.

Una frase nominal con un nombre propio o un pronombre como núcleo generalmente no contiene ni un determinante ni un cuantificador.

La ausencia de cualquier determinante o cuantificador de un sintagma nominal con núcleo nominal común no es posible excepto en ciertos contextos específicos, como en ciertos tipos de predicado o en algunas expresiones adverbiales .

Construcciones genitivas y adjetivales

Una frase nominal genitiva precede a su núcleo poseído para expresar relaciones posesivas o similares.

El sintagma nominal poseído conserva las mismas características de determinación y cuantificación descritas anteriormente para los sintagmas nominales en general.

Coldoren

De Koldo

Etxe Ak

casa- ARTE

Koldoren etxeak

Koldo's house-ART

'Las casas de Koldo'

Coldoren

De Koldo

Etxe

casa

hori

eso

Koldoren etxe hori

Koldo's house that

'esa casa de Koldo'

Coldoren

De Koldo

Etxe

casa

murciélago

uno

Koldoren etxe bat

Koldo's house one

'una casa de Koldo'

Coldoren

De Koldo

zeína

cual

¿Ese?

casa

Koldoren zein etxe?

Koldo's which house

'¿Cuál casa de Koldo?'

El sustantivo principal de una frase nominal poseída puede omitirse. En este caso, el artículo u otro determinante se conserva, pero ahora se adjunta al elemento genitivo.

Coldoren a

El arte de Koldo

Koldorena

Koldo's-ART

'La casa de Koldo (por ejemplo)'

Koldoren ak

El arte de Koldo

Koldorenak

Koldo's-ART

'Koldo's (por ejemplo, casas)'

Etxe

casa

hau

este

Coldorena

El arte de Koldo

Sí.

es

Etxe hau Koldorena da.

house this Koldo's-ART is

'Esta casa es de Koldo.'

Nireak

mi -ARTE

Gorriak

rojo- ARTE

Dirá.

son

Nireak gorriak dira.

my-ART red-ART are

'Los míos son rojos.'

Las frases nominales se convierten en genitivos mediante la adición de uno de los dos sufijos de casos genitivos, -(r)en o -ko (ver más abajo sobre los sufijos de declinación ).

La formación genitiva de los pronombres personales es irregular .

-Ko (o -go ) se puede añadir como sufijo a una amplia gama de otras palabras y frases, muchas de ellas de función adverbial , para formar expresiones adjetivas que se comportan sintácticamente igual que las frases genitivas.

azoko

ayer- ko

lana

trabajo- ARTE

atzoko lana

yesterday-ko work-ART

'el trabajo de ayer'

hemengo

Aquí- ko

Etxeak

casa- ARTE

hemengo etxeak

here-ko house-ART

'las casas de aquí'

oinezko

pie a ko

Bidaia

viaje

murciélago

uno

oinezko bidaia bat

foot-by-ko journey one

'un viaje a pie'

Tokio Rako

De Tokio a Ko

Bidaia

viaje

murciélago

uno

Tokiorako bidaia bat

Tokyo-to-ko journey one

'Un viaje a Tokio'

bi

dos

urteko

año- ko

haur

niño

hori

eso

bi urteko haur hori

two year-ko child that

'Ese niño de dos años'

Adjetivos

Los adjetivos léxicos , a diferencia de las expresiones adjetivales (ver arriba), siguen inmediatamente al sustantivo principal pero preceden a cualquier artículo, determinante o cuantificador.

Etxe

casa

Gorrión

rojo

murciélago

uno

etxe gorri bat

house red one

'una casa roja'

Etxe

casa

Txiki a

pequeño- ARTE

etxe txikia

house small-ART

'(la) casita'

Etxe

casa

Zuri Ak

blanco- ARTE

etxe zuriak

house white-ART

'(las) casas blancas'

Nire

mi

Etxe

casa

Txiki a

pequeño- ARTE

nire etxe txikia

my house small-ART

'mi pequeña casa'

Cuando se utilizan adjetivos, adjetivales o genitivos como predicados, normalmente llevan el artículo (singular -a , plural -ak ).

Etxe

casa

hau

este

Txikia

pequeño- ARTE

Sí.

es

Etxe hau txikia da.

house this small-ART is

'Esta casa es pequeña.'

Etxe

casa

Hauek

estos

Txikiak

pequeño- ARTE

Dirá.

son

Etxe hauek txikiak dira.

house these small-ART are

'Estas casas son pequeñas.'

Ogi

pan

hau

este

Atzokoa

ayer- ko - ARTE

Sí.

es

Ogi hau atzokoa da.

bread this yesterday-ko-ART is

'Este pan es de ayer.'

Etxe

casa

hau

este

nirea

mi -ARTE

Sí.

es

Etxe hau nirea da.

house this my-ART is

'Esta casa es mía.'

Número

El euskera tiene tres números : singular, no marcado y plural . No marcado aparece en la declinación cuando no es necesario especificar singular o plural, por ejemplo porque es un nombre propio o está junto a un determinante o un cuantificador. Los marcadores de plural aparecen en dos partes de la gramática vasca: en algunos pronombres , determinantes y cuantificadores y en los índices de argumentos de los verbos (véase Verbos vascos ). En el caso de los sustantivos, depende de cómo se considere el artículo -a/-ak : como enclítico , los sustantivos serían neutrales en cuanto al número, como sufijo, los sustantivos serían trinumerados. Un sustantivo no articulado como etxe rara vez aparece solo y normalmente aparece dentro de un sintagma nominal que contiene un determinante o un cuantificador; es probable que su número se indique mediante este elemento:

Los verbos transitivos añaden un sufijo , por ejemplo -it-, cuando el objeto del verbo es plural.

osaba

tío

murciélago

uno

holandés

Tengo

osaba bat dut

uncle one I-have

'Tengo un tío'

Hiru

tres

osaba

tíos

Ditut

Tengo

hiru osaba ditut

three uncles I-have

'Tengo tres tíos'

La mayoría de los determinantes, incluido el artículo, tienen formas singulares y plurales diferenciadas (esta última termina en k en el caso absolutivo , citado aquí). La mayoría de los cuantificadores (excepto bat versus batzuk ) no muestran esa variación morfológica , pero muchos (incluidos los numerales superiores a uno, por supuesto) tienen significados léxicos intrínsecamente plurales .

Singular:

  • -a (artículo)
  • hau, hori, hura (manifestaciones)
  • murciélago (cuantificador)

Plural:

  • -ak, -ok (artículos)
  • hauek, horiek, haiek (demostrativos)
  • batzuk (cuantificador)
  • bi, hiru, lau... (numerales)

A veces, el número gramatical de una frase nominal se puede deducir solo del contexto general o de la indexación verbal.

o del tipo de sustantivo léxico o semántico :

Pronombres y adverbios

Pronombres personales

Los pronombres personales diferencian a tres personas y dos números . Zu debe haber sido en algún momento el pronombre de segunda persona del plural, pero ahora es solo el singular cortés , habiendo desplazado parcialmente al pronombre original de segunda persona del singular hi , que ahora es una forma de tratamiento marcadamente familiar. Zuek representa un derivado repluralizado de zu y ahora es el único pronombre de segunda persona del plural.

La función de los pronombres personales de tercera persona puede ser desempeñada por cualquiera de los pronombres demostrativos o sus contrapartes enfáticas en ber- .

Además de estos pronombres personales ordinarios, existen los enfáticos (o intensivos ), cuyas formas varían considerablemente entre dialectos : la primera persona del singular es neu, nerau, neroni o nihaur .

Pronombres demostrativos

Los determinantes demostrativos (ver arriba) pueden usarse pronominalmente (como también todos los determinantes excepto los artículos). También hay pronombres demostrativos enfáticos ( intensivos ) que comienzan con ber- .

Se ha observado a menudo que en el uso tradicional (pero menos entre los hablantes modernos), suele haber una correlación explícita entre los tres grados de proximidad en las formas demostrativas y las personas gramaticales, de modo que hau se corresponde con ni , hori con hi/zu , etc. Una manifestación de esto (hay otras que quedan fuera del alcance de este esbozo) es el modo, ahora anticuado, de dirigirse a personas en posiciones sociales que exigen un respeto especial (como un sacerdote, por ejemplo) utilizando formas verbales de tercera persona y, para el pronombre personal, el demostrativo intensivo de segundo grado berori (véase la tabla anterior).

Otros pronombres y adverbios correlativos

Otras formas

Declinación

Casos

Los sintagmas nominales vascos van seguidos de un sufijo de caso, que especifica la relación entre el sintagma nominal y su cláusula (que desempeña aproximadamente el papel de las preposiciones en inglés). Aquí se muestran los casos más básicos, divididos para mayor comodidad en tres grupos principales: nuclear, local (o locativo ) y otros.

Los sufijos de caso se añaden al elemento (sustantivo, adjetivo, determinante, etc.) que aparece en último lugar en la frase nominal, según las reglas ya dadas. Las diferentes formas o " declinaciones " de cada sufijo de caso que se dan en las siguientes tablas se seleccionan de acuerdo con la naturaleza del elemento nominal al que se añade la terminación de caso, como se explicará a continuación.

Conjuntos de formas de casos ("declinaciones")

Los cuatro conjuntos de formularios, denominados del 1 al 4 en las tablas anteriores, tienen los siguientes usos y características:

De lo anterior se deduce que las características formales esenciales de los casos vascos son las que se muestran en la siguiente tabla:

Declinación de pronombres personales, demostrativos yMurciélago, batzuk

En general, la aplicación de los sufijos a cualquier palabra del idioma es muy habitual. En este apartado se encuentran las principales excepciones:

Los pronombres personales y demostrativos presentan algunas irregularidades en la declinación . Los pronombres personales ni, hi, gu, zu forman su genitivo posesivo añadiendo -re en lugar de -ren : nire, hire, gure, zure . Son los posesivos pronominales:

As has been seen, the demonstratives each have three stems: one for the absolutive singular (hau, hori, hura), another for all other singular cases (hon-, horr-, har-), and one for the plural, all cases (haue-, horie-, haie-). In the plural, they take a -k suffix in the absolutive, as does batzuk 'some').

Animate local cases

As a rule, the local case suffixes given above are not used directly with noun phrases that refer to a person or an animal (called animate noun phrases). An inessive, allative or ablative relation affecting such noun phrases may be expressed by using the suffixes inessive -gan, allative -gana, and ablative -gandik, affixed to either the possessive genitive or the absolutive: nigan 'in me', irakaslearengana 'to(wards) the teacher' (irakasle 'teacher'), zaldiengandik 'from the horses' (zaldi 'horse'), haur horrengandik 'from that child', Koldorengana 'to(wards) Koldo'.

Compound case forms

In addition to the basic case forms given above, further forms are found derived from them through the addition of further suffixes or extensions. Some of the additional forms provide for the expression of more nuanced relations; others have the same or similar meanings to the basic forms, with which they merely contrast stylistically or dialectally:

Adjectival -ko

The -ko suffix (see above) may be added to some case forms to make their syntactic function adjectival.

Any such adjectivalised forms may be used without an overt head noun, then likely to appear with a suffixed article:

haurrentzakoa

child-for.PL.ART-ko-ART

haurrentzakoa

child-for.PL.ART-ko-ART

'(the) one for (the) children'

haurrentzakoak

child-for.PL.ART-ko-PL.ART

haurrentzakoak

child-for.PL.ART-ko-PL.ART

'(the) ones for (the) children'

Such nominalised adjectival forms may further take case suffixes of their own:

haurrentzakoarekin

child-for.PL.ART-ko-with.ART

haurrentzakoarekin

child-for.PL.ART-ko-with.ART

'with the one for children'

euskarazkoentzat

Basque-INSTR-ko-for.PL.ART

euskarazkoentzat

Basque-INSTR-ko-for.PL.ART

'for the ones in Basque'

While the potential to generate and understand (in a reasonable context) such complex forms is built into Basque grammar and perfectly intelligible to speakers, in practice, the use of such very complex constructions is not uncommon.

Local cases with adverbs

The fourth set is local case suffixes (etymologically the primary forms) incorporated into the place adverbs, which gives these following (partly irregular) forms:

Many other adverbs may be adjectivalised with -ko. Some may take certain other case suffixes (usually from set 4), particularly ablative -tik/-dik: atzotik 'since yesterday', urrundik 'from far away'.

Postpositions

Basque postpositions are items of sufficient lexical substance and grammatical autonomy to be treated as separate words (unlike the case suffixes) and specifying relations. They are so called because they follow the word or phrase whose relation they express (compare prepositions, which precede a word or phrase, but do not exist in Basque).

Most Basque postpositions require the complement after which they are placed to adopt a particular case form (such postpositions are sometimes said to govern a certain case). Postpositions in Basque furthermore often take a case suffix (or may take several different case suffixes) themselves. An English compound preposition is on top of, of being comparable to the case taken by a Basque noun preceding a postposition (in this case it would be the genitive) and on is like the case suffix (inessive, in this case) taken by the postposition (to which top corresponds). The examples on the right show how Basque expresses on top of and a few other postpositional notions.

harriaren

stone-GEN

of.the.stone

gainean

top-INE

on.top

harriaren gainean

stone-GEN top-INE

of.the.stone on.top

'on top of the stone'

legearen

law-GEN

of.the.law

arabera

rule-ALL

to.the.rule

legearen arabera

law-GEN rule-ALL

of.the.law to.the.rule

'according to the law'

euriari

rain-DAT

to.the.rain

esker

thank

thank(s)

euriari esker

rain-DAT thank

to.the.rain thank(s)

'on account of the rain'

diruari

money-DAT

dagokionez

as-it-is-to-it

diruari dagokionez

money-DAT as-it-is-to-it

'as regards money'

The most typical Basque postpositions are built on nominal structures: -aren gainean 'on top of' centres on the word gain 'top', but not all postpositional nuclei consist of nouns that can be used independently of the postpositional construction in which they participate.

One subset of postpositions that express spatial relationships (again exemplified by gainean) have a lexical stem whose syntactic behaviour is roughly noun-like but is limited to a much narrower range of possible patterns (in the grammars of some non-European languages such elements are called relational nouns or relationals). Here are some Basque relationals:

Typical Basque relationals can enter into two possible relations with the preceding (governed) complement: firstly, the complement can be a noun phrase in a possessive genitive relation:

mendiaren

of.the.mountain

gainean

on.top

mendiaren gainean

of.the.mountain on.top

'on top of the mountain'

mendien

of.the.mountains

gainean

on.top

mendien gainean

of.the.mountains on.top

'on top of the mountains'

mendi

mountain

txiki

small

honen

of.this

gainean

on.top

mendi txiki honen gainean

mountain small of.this on.top

'on top of this small mountain'

nire

of.me/my

gainean

on.top

nire gainean

of.me/my on.top

'on (top of) me'

secondly, the complement can be an unsuffixed noun (not a noun phrase) in a relation resembling a lexical compound:

mendi

mountain

gainean

on.top

mendi gainean

mountain on.top

'on top of the mountain, on the mountain top'

In these examples, the relational (gain-) takes the set 1 (singular) inessive case suffix (-(e)an), as in mendiaren gainean and these further examples,

mahai(aren)

(of.the).table

azpian

at.bottom

mahai(aren) azpian

(of.the).table at.bottom

'under the table'

etxe(aren)

(of.the).house

barruan

at.inside

etxe(aren) barruan

(of.the).house at.inside

'inside the house'

begien

of.the.eyes

erdian

in.middle

begien erdian

of.the.eyes in.middle

'between the eyes'

but other local case suffixes (glossed in capitals) may occur instead of the inessive as sense or usage conventions require, for example,

etxe(aren)

(of.the).house

barrura

TO.inside

etxe(aren) barrura

(of.the).house TO.inside

'into the house'

nire

of.me/my

atzetik

FROM/THROUGH.back

nire atzetik

of.me/my FROM/THROUGH.back

'behind me, following me'

mendi(aren)

(of.the).mountain

gaineko

OF/PERTAINING TO.top

gurutzea

the.cross

mendi(aren) gaineko gurutzea

(of.the).mountain {OF/PERTAINING TO.top} the.cross

'the cross on top of the mountain'

The relationals are often used in an adverbial function without a preceding complement (thus not as postpositions):

There are a few relationals, such as kanpo- 'outside', goi- 'up' and behe- 'down', that cannot be preceded by a complement of the kind described but have an adverbial uses resembling them: Kanpora noa 'I'm going outside', Goian dago 'It is above', etc. The irregular allative of goi is gora 'up(wards)'.

Comparison

In English, the comparative and superlative of many adjectives and adverbs are formed by adding the suffixes -er and -est respectively (from big, for example, bigger and biggest are formed). Basque adjectives and adverbs similarly take such suffixes, but there are three morphologically derived degrees of comparison. From handi 'big' is handiago 'bigger', handien(a) '(the) biggest' (where -a is the article) and handiegi 'too big':

Comparative, superlative and excessive adjectives may be used in the same syntactic frames as adjectives in the positive (basic) degree: compare mendi altuak 'high mountains' [mountain high.PLURAL.ART] and mendi altuagoak 'higher mountains' [mountain higher.PLURAL.ART]. The noun preceding a superlative often takes the partitive suffix -(r)ik, either mendi altuenak or mendirik altuenak 'the highest mountains' is possible.

Occasionally, such suffixes may be added to other word forms: from gora 'up' (irregular allative of the relational goi-, hence literally 'to above') can be formed gorago (for gora + -ago), 'more up', i.e. 'higher'. Just as English has a few irregular forms of comparison such as better and best (from good or well), so does Basque: on 'good' but hobe 'better'. Other ways of comparing quality or manner, in both Basque and English, involve using a separate word, such as hain handi 'so big'.

Special words are used to compare quantities (how much or how many of something), such as gehiago 'more', gehien(a) '(the) most', gehiegi 'too much, too many'. They follow the noun quantified: liburu gehiago 'more books', gatz gehiegi 'too much salt', and hainbeste 'so much, so many', which precedes the noun: hainbeste diru 'so much money'. All of them can also be used adverbially (comparing the extent to which something occurs or is the case): Ez pentsatu hainbeste! 'Don't think so much!'.

Comparisons may involve reference to a standard (of comparison): compare English is easier (no standard mentioned) to English is easier than Basque (there, Basque is referred to as the standard of comparison). English puts the word than in front of the standard. In Fish is as expensive as meat, meat is the standard, indicated by the second as (compare Fish is as expensive or Fish is so expensive, where no standard is mentioned). Comparisons of the as...as type are called equative. With superlatives, as in Donostia is the prettiest city in the Basque Country, on the other hand, the Basque Country is not really a standard but a domain or range within which the superlative applies. The structures used in such comparisons in Basque are as follows (the second table shows examples); the word orders shown are the most common and considered basic, but certain variations are also possible.

Verbs

Although several verbal categories are expressed morphologically, periphrastic tense formations predominate. Up to three arguments (subject, direct object and indirect object) can be indexed morphologically on single verb forms, and further sets of synthetic allocutive forms make for an even more complex morphology. The verb is also an area of the language subject to a fair amount of dialectal variation. Due to the complexity of this subject and its traditional centrality in descriptions of Basque grammar, it is the subject of a separate article.

Syntax

Information structure

The focus rule and the topic rule

Basque word order is largely determined by the notions of focus and topic which are employed to decide how to "package" or structure the propositional content (information) in utterances. Focus is a feature that attaches to a part of a sentence considered to contain the most important information, the "point" of the utterance. Thus in different discourse contexts, the focus of the same (basic) sentence can be on different parts, giving rise (in a language like Basque) to different grammatical forms. Topic, on the other hand, refers to a part of a sentence that serves to put the information it contains into context, i.e. to establish "what we are talking about". Basque word order involves in a very basic way two rules, the "focus rule" and the "topic rule", as follows:

Compare, for example:

Txakurrek

dog.PL.ART.ERG

hezurrak

bone.PL.ART

jaten

eat.IMPERF

dituzte.

AUX

Txakurrek hezurrak jaten dituzte.

dog.PL.ART.ERG bone.PL.ART eat.IMPERF AUX

'Dogs eat bones.'

  • Topic: Txakurrek 'dogs'
  • Focus: hezurrak 'bones'
  • Verb: jaten dituzte '(they) eat (them)'

Hezurrak

bone.PL.ART

txakurrek

dog.PL.ART.ERG

jaten

eat.IMPERF

dituzte.

AUX

Hezurrak txakurrek jaten dituzte.

bone.PL.ART dog.PL.ART.ERG eat.IMPERF AUX

'Dogs eat bones,' 'Bones are eaten by dogs,' 'It is dogs who eat bones.'

  • Topic: Hezurrak 'bones'
  • Focus: txakurrek 'dogs'
  • Verb: jaten dituzte '(they) eat (them)'

Basque is sometimes called an SOV (i.e. subject–object–verb) language, but as one can see, the order of elements in the Basque sentence is not rigidly determined by grammatical roles (such as subject and object) and has to do with other criteria (such as focus and topic). In Basque the SOV is more common and less marked than the OSV order, although each is appropriate in different contexts (as are other word orders). That is to say, it is more common and less marked (other things being equal) for the subject to be topic and for the object to be in focus than vice versa. This may be explained by intrinsic qualities of the concepts "subject" and "object". It is compatible with the cross-linguistic tendency for topichood to be a characteristic feature of prototypical subjects, for example.

Verbal focus

A possibility seemingly not taken into account by the above focus rule, which states that the focused element precedes the verb, is the circumstance wherein the verb itself is in focus. One situation in which this occurs is a clause with no (or no focused) non-verbal constituents, only perhaps a topic-subject, as in 'He knows' or 'John is coming' (in contexts where 'he' or 'John' are not focused). Of course there may be other constituents, as long as none of them are focused, e.g. 'She has money' (where the point of the utterance is not to tell us what she has, but whether or not she has it). This type of sentence is sometimes described as one in which what is in focus is not so much the verb as the affirmation of the predicate; i.e. 'She has money' does not really stand in contrast to, say, 'She eats money', but only to 'She doesn't have money'. For the present practical purpose this distinction may be ignored and the term "verbal focus" will be applied to such cases.

The most notable verb-focusing strategy in Basque grammar is use of the affirmative prefix ba-. Attached to a synthetically conjugated finite verb, this has the effect of putting that verb (or its affirmation, if one prefers) in focus, thereby implying that whatever (if anything) precedes the verb is not in focus. Thus the use of ba- looks as if it blocks application of the general focus rule which assigns focus to an element in pre-verbal position.

The affirmative use of ba- (not to confused with the homophonous subordinating prefix meaning 'if') is normally used with synthetic finite forms, thus also John badator or Badator John 'John is coming' (as opposed to John dator 'John is coming'), Badu dirua (or in western Basque Badauka dirua) 'She has money'. In most varieties of Basque, however, affirmative ba- is not so common with compound tenses or compound verbs.

To place a compound verb form (or its affirmation) in focus, it may be enough to place the main sentence stress (which normally goes on the focused item) on the first component of the verbal compound expression. Here it seems that the auxiliary part of the expression is treated as representing the "verb" in the general focus rule, thereby predictably throwing the focus onto the preceding component, which is now the main verb. In western dialects an alternative procedure used to emphasise the placement of focus on the verb is to make this a complement of the verb egin 'do'.

Further observations on focus and topic

There are certain exceptions to the general focus rule:

"Heavy" constituents may be placed after an unfocused verb even when they are (pragmatically) focused.

Imperative verbs often precede other constituents (except for topics).

Some subordinate clauses are exempt from certain rules. For example, an unfocused verb is allowed to occur without any focused clause constituent in such clauses.

Systematic exceptions apart, focus assignment (as defined in the preceding sections) is an obligatory feature of Basque clauses. Because it is obligatory and automatic, such focus assignment need not be pragmatically marked and does not necessarily signify emphatic focusing or foregrounding. This observation is particularly applicable when focus is assigned in accordance with predictable or prototypical patterns, such as when the direct object takes the focus position in a transitive clause, or when the verb is formally focused in an intransitive clause.

In some varieties or styles of Basque, e.g. in poetic diction, one may achieve more emphatic focus (even on an object) by inverting the usual verb-auxiliary order: Txakurrek hezurrak dituzte jaten. In ordinary colloquial usage many speakers do not allow this, but some allow other such "inversions", e.g. with compound verbs (light-verb constructions), e.g. normal Irakaslearekin hitz egingo dut 'I'll speak to the teacher' (ordinary focus on irakaslearekin) versus more marked Irakaslearekin egingo dut hitz (emphatic focus on irakaslearekin).

A topic may be backgrounded (although arguably still remaining a topic) by placement at the end of a sentence rather than at the beginning, e.g. Hezurrak jaten dituzte txakurrek, roughly 'They eat bones, dogs'; so also Ez dakit, nik 'I don't know', where nik is no doubt a topic of sorts since if it weren't there would be no need to mention it at all (unmarked: Ez dakit).

Clause-initial verbs

Although the following restrictions on the placement of verbs within the clause are the outcome of the various rules already given, it may be useful to summarise those restrictions here.

A finite verb form (a synthetically conjugative verb or auxiliary) cannot stand in absolute clause-initial position unless:

  1. it is preceded by affirmative (verb-focusing) ba-...
    Badakit. 'I know.'
  2. it is preceded by negative ez (see below)...
    Ez dauka dirurik. 'She hasn't got any money.'
  3. it is imperative (or optative)...
    Zatoz hona! 'Come here!'
    Datorrela bihar. 'Let him come tomorrow.'
  4. certain subordinate clauses...
    datorren astean 'next week'

A compound verb form (a verb in a compound tense or a compound verb construction) may be clause-initial in cases of verbal focus:

Negation

Negation is expressed by ez preceding the finite verb form.

If there is no finite verb in the clause, such as when the participle on its own is used as an imperative or in non-finite subordinate clauses, ez may precede a non-finite verb. (VN stands for verbal noun here.)

Esan

say.PTCP

nion

AUX

ez

not

etortzeko.

come.VN-ko

Esan nion ez etortzeko.

say.PTCP AUX not come.VN-ko

'I told him not to come.'

There is a strong tendency for other sentence constituents to follow a negated finite verb, except when topicalised. Thus the general focus rule (see above) does not apply with negated finite verb forms (in the same way as it doesn't apply with verbs with the affirmative ba- prefix, see also above).

Ez

not

dauka

(she).has.(it)

dirurik.

money.ART

Ez dauka dirurik.

not (she).has.(it) money.ART

'She hasn't got any money.'

Compound tense forms of verbs, and also compound verbs, are negated by placing ez in front of the finite auxiliary (or light verb); the other components of the verbal construction are normally placed after the negated finite form.

Ez

not

du

AUX

ikusi.

see.PTCP

Ez du ikusi.

not AUX see.PTCP

'He hasn't seen it.'

(cf. Ikusi du. 'He has seen it.')

Johnek

John.ERG

ez

not

nau

AUX

maite.

love

Johnek ez nau maite.

John.ERG not AUX love

'John doesn't love me.'

(cf. Johnek maite nau. 'John loves me.')

In this construction the postposed verb component(s) may be separated from the finite auxiliary or light verb. Focused constituents, unless somewhat heavy, will be placed between the two.

Ez

not

dut

AUX

inor

anyone

ikusi

see.PTCP

hemen.

here

Ez dut inor ikusi hemen.

not AUX anyone see.PTCP here

'I haven't seen anyone here.'

Berak

he.ERG

ez

not

du

AUX

John

John

maite.

love

Berak ez du John maite.

he.ERG not AUX John love

'He doesn't love John.'

Ez

not

dut

AUX

irakurri

read.PTCP

liburu

book

hori.

that

Ez dut irakurri liburu hori.

not AUX read.PTCP book that

'I haven't read that book.'

An indefinite subject of an intransitive verb, or an indefinite direct object of a transitive verb, usually take the negative polarity article -(r)ik instead of the normal article -a, -ak in negative (or other negative-polar) sentences.

Ez

not

dut

AUX

dirurik

money.-ik

ikusi

see.PTCP

hemen.

here

Ez dut dirurik ikusi hemen.

not AUX money.-ik see.PTCP here

'I haven't seen any money here.'

Ez

not

dago

is

urik.

water-ik

Ez dago urik.

not is water-ik

There is no water.'

Badago

ba-is

urik?

water-ik

Badago urik?

ba-is water-ik

'Is there any water?'

There are no true negative pronouns (or adverbs, etc.) as such. The negative-polar pronouns etc. are used in negative contexts (and other negative-polarity contexts too). All such words may be combined directly with ez (or gabe 'without', which also has an intrinsically negative meaning). Some speakers do accept uses of negative-polar words in isolation, with ez implicit.

Ez

not

dut

AUX

inor

anyone

ikusi

see.PTCP

hemen.

here

Ez dut inor ikusi hemen.

not AUX anyone see.PTCP here

'I haven't seen anyone (I have seen no one) here.'

Ez

not

dut

I.have.(it)

ezer

anything

nahi.

want

Ez dut ezer nahi.

not I.have.(it) anything want

'I don't want anything.'

Ez

not

dago

(it).is

inon.

anywhere

Ez dago inon.

not (it).is anywhere

'It isn't anywhere.'

Ba

ba

al

INTERR

dago

is

inor?

anyone

Ba al dago inor?

ba INTERR is anyone

'Is there anyone (there)?'

Inor

anyone

ez!

not

Inor ez!

anyone not

'No one!'

Ezer

anything

gabe

without

etorri

come.PTCP

da.

AUX

Ezer gabe etorri da.

anything without come.PTCP AUX

'He has come without anything.'

Questions

Yes-no questions either take the same form as the corresponding statement, or incorporate a question marker.

There are two question markers: al for straightforward yes–no questions, and ote for tentative questions of any kind (yes-no or not). Both al and ote are placed immediately in front of the finite verb form. The question marker al is not used pan-dialectally. In some dialects the same function is performed by a suffix -a attached to the finite verb form (thus the equivalents of the above examples are John ikusi duzu(i)a? and Badakia?). Still other dialects lack either interrogative al or interrogative -a.

See Negation above concerning the use of negative polarity items; these may occur in yes–no questions.

Badator

ba-(he).comes

inor?

anyone

Badator inor?

ba-(he).comes anyone

'Is anyone coming?'

Ardorik

wine-ik

edan

drink.PTCP

duzu?

AUX

Ardorik edan duzu?

wine-ik drink.PTCP AUX

'Have you drunk any wine?'

In choice questions, 'or' is either ala or edo, although the former is often taught as more correct.

Word order in wh-questions (i.e. those with question words) is fully accounted for by the general rules of Basque word order, granted a further rule for Basque (shared by many other languages) which states that interrogative words and phrases (e.g. nor 'who?', zein etxe zuritan? 'in which white house?', zenbat diru 'how much money?', etc.) are obligatorily focused.

Therefore, wh-expressions must immediately precede the verb, and none of the verb-focusing constructions are possible (since these would result in moving the focus away from the wh-expression).

The interrogative phrase is often placed first, but as in other sentences, topics may be foregrounded through fronting and so precede the wh-expression; such constructions are fairly common in Basque.

Bibliography

INSTR:instrumental